Lohita Yarrapotu

Operations Manager • Data Analyst • Business Intelligence Analyst • Toronto, ON, CA

Data Analysis

Alteryx

SQL

Tableau

PowerBI

Team Management

Compliance

Risk Management

Data Cleaning

Team Building

Available for hire fromNegotiable

Contracts

Employee conduct Manager at JPMorgan Chase & Co.

Experienced Compliance Operations Manager adept at leading teams and implementing robust compliance frameworks. My commitment to maintaining the highest standards of compliance is complemented by a passion for fostering a positive team culture. I bring to the table exceptional communication and presentation skills, key assets in translating compliance requirements into actionable strategies for diverse audiences. In addition to my managerial prowess, I possess advanced analytical skills, utilizing tools like Alteryx, Tableau, and Python to streamline processes and enhance data-driven decision-making.

Projects

Trade Metrics Automation Using Alteryx

Objective: To streamline the processing of trade details for compliance reporting. Key Contributions: . Designed and implemented a workflow to process trade details from brokers, matching account numbers with employee IDs. . Automated the identification of reportable trades, reducing a 4-day manual process to just 15 minutes. . Created filters and validation checks to ensure the accuracy and completeness of trade data. Impact: Significantly improved processing speed and ensured regulatory compliance with minimal manual intervention.See More

Employee Compliance Metrics Dashboard Using Tableau

Objective: To provide a real-time overview of compliance operations and improve team performance tracking. Key Contributions: . Designed interactive dashboards to visualize daily and weekly metrics for employee compliance processes. . Enabled management to monitor throughput volumes, track regional and broker-wise trade data, and evaluate compliance trends. . Enhanced decision-making by integrating data sources to present clear and actionable insights on compliance throughput and performance benchmarks. Impact: Streamlined compliance monitoring, reduced manual reporting effort, and empowered leadership with real-time data visualization for strategic planning.See More

Metrics Automation Workflow Using Alteryx

Objective: To automate the generation of daily and weekly compliance metrics, reducing manual effort and enhancing accuracy. Key Contributions: . Developed an Alteryx workflow to automate the preparation and generation of weekly and daily compliance metrics reports. . Reduced the time required for metrics generation from 4–5 hours to just 10 minutes. . Improved data accuracy by eliminating manual errors in the reporting process. . Integrated automated scheduling for report delivery to ensure timely insights for stakeholders. Impact: Increased reporting efficiency and enabled compliance teams to focus on higher-value tasks. See More

Process Improvement and Productivity Dashboard Using Tableau

Objective: To measure and analyze the effectiveness of process improvements implemented within compliance operations. Key Contributions: . Visualized improvements in compliance workflows, such as reduced processing times and increased productivity. . Created dashboards to assess the before-and-after impact of automation projects and new tools like PEGA. . Provided insights into workload distribution, enabling better resource allocation and performance optimization. Impact:Highlighted productivity gains, supported strategic decision-making, and facilitated discussions on further process optimization.See More

Scorecard and Volume Allocation Workflow Using Alteryx

Objective: To track team performance and manage workload distribution effectively. Key Contributions: . Created a workflow to generate team scorecards, summarizing key performance metrics like throughput and accuracy. . Automated the allocation of compliance case volumes across team members based on capacity and skill level. . Enabled real-time updates to ensure balanced workload distribution. Impact: Enhanced team performance tracking and optimized resource utilization.See More

Work History

Employee Conduct Manager, Compliance Team Leader, Senior Compliance Specialist

JPMorgan Chase & Co.Managed employee conduct, led compliance teams, and specialized in compliance to ensure adherence to regulations and policies.

Sr. AML Analyst

Wipro LimitedOct 2015 - Dec 2016 • 1 yr 3 mosAnalyzed and monitored anti-money laundering activities to ensure compliance with legal and regulatory requirements.

Fraud Investigator

ICICI BankJan 2014 - Aug 2015 • 1 yr 8 mosInvestigated fraudulent activities to protect the bank's assets and ensure compliance with legal standards.

Education

Princeton College of Engineering & Technology

Bachelor of Technology - BTech, Electrical and Electronics Engineering2009 - 2013

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